Thrivent Investment Management Inc. Form CRS relationship summary
Choosing to work with Thrivent Investment Management Inc. is an important decision. To help in this decision, carefully review the
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Thrivent Investment Management Inc. regulation best interest disclosure
In its broker-dealer capacity, Thrivent Investment Management Inc. acts as your broker and your financial advisor acts as your registered representative to provide you with recommendations that are in your best interest based on your investment objectives, risk tolerance, tax status, and other applicable financial information that you provide.
Review the
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Retirement advice disclosures
When Thrivent Investment Management Inc. and your financial advisor provide investment advice on your retirement plan account or individual retirement account, then we are fiduciaries within the meaning of Title I of the Employee Retirement Income Security Act and the Internal Revenue Code, as applicable, which are laws governing retirement accounts. Review the following document(s), based on your engagement to learn more about what this means.
DOL PTE 2020-02 (PDF)
Review this disclosure when provided with advice regarding your individual retirement account or retirement plan account subject to the Employee Retirement Income Security Act of 1974, as amended. This includes rollover recommendations into a brokerage account, the managed accounts program, or a Thrivent AdvisorFlex Variable Annuity.
Additional information can be found in the following documents:DOL PTE 84-24 (PDF) - Review this disclosure when provided with recommendations involving a variable annuity or proprietary mutual fund using funds from your individual retirement account or retirement plan account subject to the Employee Retirement Income Security Act of 1974, as amended.
- Additional information can be found in the following documents:
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Thrivent Product & Service Cost & Compensation Guide
Thrivent and our affiliates, financial advisor and certain personnel are compensated for the sale of products and services. Review the
Thrivent Investment Management Inc. SEC Rule 606 Order Routing Disclosure
SEC Rule 606 requires broker-dealers that receive non-directed client orders in equity and option securities to disclose, on a quarterly basis, specific information about their order routing practices of such orders. The information must include the top execution venues to which such orders are routed for execution, including material aspects of the broker-dealer's relationship with such venues.
Thrivent Investment Management Inc. is a registered broker-dealer and makes available the below quarterly reports pursuant to SEC Rule 606, and will keep the quarterly reports publicly available for a period of three (3) years from the initial date of posting on our website. The quarterly reports are free of charge for each calendar quarter and published no later than one month after the end of the quarter.
Thrivent Investment Management Inc. does not engage in any material arrangements, including any internalization or payment for order flow arrangements, for any of the venues in the reports below.
Quarterly Reports
2024
2024 Q3 Quarterly Report (PDF)2024 Q3 Quarterly Report (XML)2024 Q2 Quarterly Report (PDF)2024 Q2 Quarterly Report (XML)2024 Q1 Quarterly Report (PDF)2024 Q1 Quarterly Report (XML)
2023
2023 Q4 Quarterly Report (PDF)2023 Q4 Quarterly Report (XML)2023 Q3 Quarterly Report (PDF)2023 Q3 Quarterly Report (XML)2023 Q2 Quarterly Report (PDF)2023 Q2 Quarterly Report (XML)2023 Q1 Quarterly Report (PDF)2023 Q1 Quarterly Report (XML)
2022
2022 Q4 Quarterly Report (PDF)2022 Q4 Quarterly Report (XML)2022 Q3 Quarterly Report (PDF)2022 Q3 Quarterly Report (XML)2022 Q2 Quarterly Report (PDF)2022 Q2 Quarterly Report (XML)2022 Q1 Quarterly Report (PDF)2022 Q1 Quarterly Report (XML)
Our focus as a fraternal benefit society
Our goal at Thrivent is to continue building a long-term relationship with you to help you reach your financial goals and to increase the value of your Thrivent membership. As a fraternal benefit society, Thrivent offers programs and benefits to strengthen Christian communities so that they can serve people in need, help you be wise with money, guide you to live generously and give you access to free educational resources and discounts. We believe we succeed when our members, their families and their communities thrive.
We were founded more than 100 years ago to help people protect themselves and their families, and help others—essentially strengthening their families, communities and churches. Thrivent and our affiliates—a family of companies created to help carry out our mission—develop, market and distribute a broad range of financial products and services. We also offer certain products developed by other companies, including health insurance, major medical, life insurance, annuities and mutual funds. As a membership organization, we want to be transparent about the types of products and services that we recommend to you and help you understand why we may recommend certain products and services. Carefully review important disclosures about Thrivent and its affiliates, including conflicts of interest in connection with the products and services that we offer.
There's another major difference: our Thrivent insurance and annuity products help create the dollars that make the grassroots membership support of communities and churches possible. Funding for this support comes from tax exemptions that we've been provided as a fraternal benefit society. In effect, when we sell our Thrivent insurance and annuity products, the money we would otherwise pay in taxes is put into membership programs and services that help our members and help them give back to the community.